Software > IT projects > Major financial services provider seeks workflow software

Major financial services provider seeks workflow software

IT project from: financial services company (Germany)Project no. 17/842: finished
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Mr. Dipl.-Ing. Olaf Kram
olaf.kram@softguide.de

We are a leading financial services provider and are looking for workflow software that meets the following requirements:

  • Mapping the deal flow
  • to enable us to qualitatively monitor and manage our existing portfolio by mapping the workflow here as well (such as reaching milestones, like completing product development, etc.) and deriving corresponding to-do items, as well as storing relevant documents based on corresponding processes
  • to map the phases of the investment process
    • Phase 1 (Project Acquisition)
    • Phase 2 (Project Review)
    • Phase 3 (Investment Negotiation)
    • Phase 4 (Portfolio Management)
    • Phase 5 (Divestiture)
  • Investment inquiries go through all phases according to the same guidelines
  • Portfolio companies go through all phases according to the same guidelines
  • The goal is to make any information or documents that can be assigned to a phase available for decision-making, so that every decision-maker/process owner has comprehensive and structured access to information
  • Input screens (GUI) can be customized to internal company processes
  • Process steps can be displayed individually
  • Expansion of existing process steps is possible at any time
  • Time monitoring through the entry of target and actual times (e.g., for actions, milestones)
  • Notifications for time overruns (time deviation analysis)
  • It is possible to store documents in the individual process phases
  • Stored documents: Search function and customizable structuring options for document storage
  • Creation of reports from defined data/data fields is possible
  • App access / browser access (further information requested)
  • Printing of reports (PDF, Excel, Word, hard copy?)
  • Statistical functions (e.g., number of applications received by industry, month, etc.)
  • Role-based system with read/write permissions, administrator access
  • Confirmation of whether a process step is completed (checkbox)
  • CRM module or the ability to create and maintain databases (at least 10 categories, e.g., attorneys, tax advisors)
  • Filter function (filter the entire database, e.g., to-dos, by various criteria such as open, completed, processes, etc.)
  • Process steps can be subdivided into further steps (drop-down style, e.g., financing round -> loan, equity, etc.)
  • Activity planning and tracking (actions/to-dos, 3Ws)
  • Integrate to-dos from management meetings into the software (directly in the company’s to-do list)
  • Standard report formats can be integrated (e.g., as a GUI)
  • Generate emails, e.g., from to-dos, rejections, etc.
  • Approval procedure (signature hierarchy/signature process)
  • Absence substitution
  • Open interface (inbound and outbound)

Software provider:

  • Maintenance via service contract
  • Regular updates
  • Data migration via interface integration

Optional:

  • Access to archiving system via defined interface
  • Multi-client concept
  • Interface to Delta Master

Nine software workstations are planned (1x administrator, 6x write, and 2x read access).

Note from SoftGuide:

A requirements specification can be requested via SoftGuide if necessary.

Project statistics Quantity
Selected solutions from our thematically relevant pool (1,827) 33
Solutions with high relevance according to corresponding feedback 17
Communication between SoftGuide and providers (emails, telephone) 61