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Financial services provider seeks CRM system

IT project from: financial services provider (Germany)Project no. 17/995: finished
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Mr. Dipl.-Ing. Olaf Kram
olaf.kram@softguide.de

We are a financial services provider specializing in asset management and are seeking a CRM solution for our company, primarily focused on contact management and investment accounts.

The following requirements must be met:

  • Customer data management
    • Address, date of birth, bank account details, etc.
    • Create various lists, such as for sending Christmas cards, distribution data for investments (checking bank account details), etc.
    • Manage invitations to shareholder meetings (RSVPs, etc.)
    • Loan agreements, data, etc.
  • Manage investment portfolios
    • Store portfolio data and holdings
    • => Update purchases/sales in the system
    • => If possible, there should be an interface to current fund data (currently handled via Excel). We also have our own Excel spreadsheet that pulls the daily closing prices of funds/stocks
  • Manage investments
    • Create companies with shareholder data
    • Maintain data such as dividend amount and taxable income for year X
  • Manage life or pension insurance policies
    • Data, terms, expiration dates (=> timely reminders)
  • Generate reports
    • Overview per client – Create a comprehensive or partial overview for the client, i.e., a type of “reporting” including securities accounts, investments, loans, etc., where individual sections can be selected – In which companies does the client hold stakes? – How much in distributions has the client received from these investments in recent years? – What is the tax result per investment or in total?
    • Company overview – results, distributions, taxable income, etc., from past years
    • Portfolios – total value of all portfolios we manage – What have clients invested in our funds, broken down by fund?
  • Interfaces
    • to MS Office (Excel, Word, Outlook)
    • to banking (SFirm) would also be desirable, so that items such as distributions can be transferred directly from the CRM to SFirm
  • Windows-compatible
  • Migration or data transfer from MS Excel

Approximately 10–15 software workstations are planned.

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Solutions with high relevance according to corresponding feedback 14
Communication between SoftGuide and providers (emails, telephone) 84